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Adviser, Supervision

Employer:
Financial Markets Authority
Job Category:
Accounting & finance
City/Town:
Auckland - Auckland Central
Region:
Auckland
Job Type:
Ongoing - Full Time
Posted Date:
17-Apr-2018
Closing Date:
01-May-2018
File Attachment:
Employer Website:

Job Description

  • Opportunity to influence Culture and Conduct of market participants.
  • Gain unique exposure to a range of New Zealand firms.
  • Join a talented, hard-working team where your contribution will be valued.

The Financial Markets Authority (FMA) has established itself as an agency with a critical role in regulating financial services and capital markets in New Zealand and providing better outcomes for investors, consumers, professionals, businesses, and for the New Zealand economy.

As part of the wider Regulation function, our Supervision team monitors the conduct, competency and compliance of financial market participants. We currently have an opportunity available at Adviser level to join this team.

This position will see you engaging with market participants (such as financial advisers, insurance companies, brokers and custodians, banks, fund managers and derivatives issuers') and participating in monitoring engagements and licensing reviews under the guidance of senior team members. Supervision of market participants is risk-based and intelligence-led and is balanced between onsite monitoring visits and desk-based reviews.

Given the scope of this role, we are open to candidates from a range of professional backgrounds, including financial services, legal and accounting or assurance/audit; but any experience or exposure to managed investment schemes, derivatives issuers and/or Financial Advisers will be highly regarded. Critical to your success will be your superior interpersonal skills, allowing you to work collaboratively to establish positive and productive relationships, both internally and externally. You'll be resilient, flexible and adaptable to change.

In return, we offer a supportive and collaborative learning environment where you'll join and learn from a technically diverse team who will also value your expertise and input in an organisation with a strong commitment to wellness and life/work balance.

If this sounds like you, click 'Apply online'. View the position description by clicking the link above or for further information or confidential enquires you can contact Jessi Kadow on (09)9671237.   Applications close 1 May 2018.

The Financial Markets Authority is an equal opportunity employer that values diversity and is committed to maintaining an inclusive culture where all employees have the opportunity to reach their potential. We recognise that our continued success is dependent on the performance and ability of our employees.

 

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