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Adviser, Supervision

Financial Markets Authority
Job Category:
Accounting & finance
Auckland - Auckland
Job Type:
Ongoing - Full Time
Posted Date:
Closing Date:
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Job Description

  • Opportunity to influence Culture and Conduct of market participants.
  • Gain unique exposure to a range of New Zealand firms.
  • Join a talented, hard-working team where your contribution will be valued.
  • January 2019 start.

The Financial Markets Authority (FMA) has established itself as an agency with a critical role in regulating financial services and capital markets in New Zealand and providing better outcomes for investors, consumers, professionals, businesses, and for the New Zealand economy.

Our Supervision team is often at the forefront of industry developments and issues, our agile approach to market supervision and issues management means no two days are ever the same. We have an exciting opportunity available for an Adviser to join this team and have responsibility for engaging with a portfolio of market participants.

We are looking for someone who understands what good conduct means and how to engage and influence our regulated population to achieve the best outcomes for consumers. 

This position will see you engaging with market participants (such as financial advisers, insurance companies, brokers and custodians, banks, fund managers and derivatives issuers') and participating in monitoring engagements and licensing reviews under the guidance of senior team members. Supervision of market participants is risk-based and intelligence-led and is balanced between onsite monitoring visits and desk-based reviews.

Given the scope of this role, we are open to candidates from a range of professional backgrounds, including financial services, legal and accounting or assurance/audit; but any experience or exposure to managed investment schemes, derivatives issuers and/or Financial Advisers will be highly regarded. Critical to your success will be your superior interpersonal skills, allowing you to work collaboratively to establish positive and productive relationships, both internally and externally. You'll be resilient, flexible and adaptable to change.

In return, we offer a supportive and collaborative learning environment where you'll join and learn from a technically diverse team who will also value your expertise and input in an organisation with a strong commitment to wellness and life/work balance.

If this role sounds like you, get an early start on those New Year's resolutions and click 'Apply Online' now! View the position description by clicking the link above or for further information or confidential enquires you can contact Jessi Kadow on (09)967 1237.  Applications close 21 November 2018.

The Financial Markets Authority is an equal opportunity employer that values diversity and is committed to maintaining an inclusive culture where all employees have the opportunity to reach their potential. We recognise that our continued success is dependent on the performance and ability of our employees.

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